CIES Services
Custodian Service
Trading Service
Reporting service
Service
Roadmap
01
Established Designated Account
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Grant a designed account for Permissible Financial Assets, under an eligible financial intermediary
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Ensure the account operates exclusively for the Permissible Financial Assets
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Provide guidance on the Terms of Appointment with the intermediary
02
Reporting and Documentation
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Assist the Applicant in preparing and submitting the necessary documents to InvestHK
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Ensure compliant with the Portfolio Maintenance Requirements
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Partner with the Practicing Certified Public Accountants for the annual verification of the requirements fulfilment
03
Review and Compliance
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Conduct periodic reviews of the investment portfolio to ensure meeting the minimum value threshold under the Scheme Rules.
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Address any discrepancies or issues promptly and provide recommendations for remedial actions if needed.
04
Communication with InvestHK
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Serve as the primary point of contact between the Applicant and InvestHK for any inquiries or requests related to portfolio maintenance.
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Facilitate the submission of required documents and information to InvestHK for verification and assessment.
